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Fees

SECURITIES SERVICES PRICE LIST AT
NAVIBANK SECURITIES JOINT STOCK COMPANY
(Applicable from December 1, 2024)

 

(Issued together with Decision No. 09/2024/NVS/QĐ-PTGĐ dated November 29, 2024 of the Deputy General Manager of Navibank Securities Joint Stock Company)

 

NO SERVICE FEES
I STOCK BROKER
1 Brokerage for buying and selling stocks, listed fund certificates/registered for centralized trading 0.2%/transaction value (1) .
2 Brokerage for buying and selling corporate bonds 0.03%/transaction value (1) .
3 Trading of unlisted/unregistered stocks for centralized trading 0.3%/transaction value (or as agreed).
II SECURITIES DEPOSITORY
1 Depository of listed securities/centralized trading registration
Trading account has quantity ≥ 1,000 securities 0.4 VND/1 security/month.
Trading account has quantity < 1,000 securities Free of charge
2 Transfer to pay for transactions to SELL listed securities/register for centralized trading Free of charge
3 Transfer listed securities/registered for centralized trading from the Customer’s securities trading account at NVS to the Customer’s securities trading account at another securities company at the Customer’s request. 1 VND/ 1 security/ 1 transfer/ 1 code (maximum not exceeding 1,000,000 VND/1 time/ 1 security code)
4  

Transfer of ownership of listed securities/registered for centralized trading between two customers without going through the trading system of the Stock Exchange(2)

  

0.2%/transaction value (2)
5 Transfer of unlisted/unregistered securities for centralized trading 0.01% of total transaction value, minimum 500,000 VND, maximum 5,000,000 VND / 1 time / 1 stock code
6 Freezing, releasing and tracking assets registered as security measures
6.1 Securities freezing/unfreezing
For listed securities/registered for centralized trading –

  • 0.2% of face value
  • Minimum 50,000 VND
  • Maximum 2,000,000 VND
For unlisted securities or securities not registered for centralized trading, NVS acts as the depository agent. 0.1%/ total transaction value, minimum 300,000 VND/transaction, maximum 2,000,000 VND/transaction
6.2 Handling of frozen assets for registration of security measures
  • 0.3% of transaction value
  • Minimum 100,000 VND
6.3 Asset management registers security measures
For securities listed/registered for centralized trading
  • 0.2% of face value
  • Minimum 100,000 VND
For unlisted or unregistered securities for centralized trading, NVS acts as a depository agent The fee is calculated according to the term of the asset management contract based on the total value of the Bond assets, minimum 300,000 VND/transaction. Specifically, each fee will follow the fee schedule announced by NVS from time to time.
7 Withdraw securities 100,000 VND/ 1 profile
8 Transfer of additional subscription rights
Transfer of rights between 2 securities trading accounts at NVS 50,000 VND/ 1 profile
Transferring rights from VPS securities trading account to another securities trading account 100,000 VND/ 1 profile
III FINANCIAL SUPPORT
1 Margin Trading Loan Interest Rates 0.034%/day.
Minimum 50,000 VND/loan
2 Interest on advance payment for securities sales 0.034%/day.
IV OPEN/CLOSE ACCOUNT
1 Open a securities trading account Free of charge
2 Close securities trading account Free of charge
V SEARCH FOR INFORMATION
1 Look up information at the counter Free of charge
2 SMS messages for customers Free of charge
VI RE-ISSUANCE, NEW ISSUANCE OF OWNERSHIP CERTIFICATE, OWNERSHIP CONFIRMATION, REGISTRATION EXTRACTS
1 Re-issuance of Bond/Share Certificate, TP Business Registration Certificate, Extract of Registration Book 200,000 VND/ issue
2 Change information and issue new Bond/Share Certificate, TP Certificate, Registration Book Extract 200,000 VND/ issue
VII ISSUANCE OF PROFESSIONAL SECURITIES INVESTOR CERTIFICATE 200,000 VND/ 1 profile
VIII ISSUANCE OF TAXABLE INCOME CERTIFICATION 50,000 VND/customer/fiscal year
IX TRANSFER MONEY Bank transfer: NVS collects and acts as an intermediary according to the service fee schedule of banks depending on each period and according to the bank’s regulations.

 

Note:

(1) This service price may be adjusted based on the proposal of the Director of Brokerage for each specific case;

(2) Cases of transferring ownership of listed securities/registered for centralized trading between 2 customers without going through the trading system of the Stock Exchange and the method of calculating the transaction value of transferring ownership of securities, are specifically regulated in Circular 101/2021/TT-BTC dated November 17, 2021;

Except for the above cases, if there are actual cases requiring service price calculation, the service price applicable to each such case will be decided by the General Director;

NVS may adjust the service fee schedule to suit changes in market practices at each time without prior notice;

The above fees include VAT (if any).