

Fees
SECURITIES SERVICES PRICE LIST AT
NAVIBANK SECURITIES JOINT STOCK COMPANY
(Applicable from December 1, 2024)
(Issued together with Decision No. 09/2024/NVS/QĐ-PTGĐ dated November 29, 2024 of the Deputy General Manager of Navibank Securities Joint Stock Company)
NO | SERVICE | FEES |
I | STOCK BROKER | |
1 | Brokerage for buying and selling stocks, listed fund certificates/registered for centralized trading | 0.2%/transaction value (1) . |
2 | Brokerage for buying and selling corporate bonds | 0.03%/transaction value (1) . |
3 | Trading of unlisted/unregistered stocks for centralized trading | 0.3%/transaction value (or as agreed). |
II | SECURITIES DEPOSITORY | |
1 | Depository of listed securities/centralized trading registration | |
Trading account has quantity ≥ 1,000 securities | 0.4 VND/1 security/month. | |
Trading account has quantity < 1,000 securities | Free of charge | |
2 | Transfer to pay for transactions to SELL listed securities/register for centralized trading | Free of charge |
3 | Transfer listed securities/registered for centralized trading from the Customer’s securities trading account at NVS to the Customer’s securities trading account at another securities company at the Customer’s request. | 1 VND/ 1 security/ 1 transfer/ 1 code (maximum not exceeding 1,000,000 VND/1 time/ 1 security code) |
4 |
Transfer of ownership of listed securities/registered for centralized trading between two customers without going through the trading system of the Stock Exchange(2) |
0.2%/transaction value (2) |
5 | Transfer of unlisted/unregistered securities for centralized trading | 0.01% of total transaction value, minimum 500,000 VND, maximum 5,000,000 VND / 1 time / 1 stock code |
6 | Freezing, releasing and tracking assets registered as security measures | |
6.1 | Securities freezing/unfreezing | |
For listed securities/registered for centralized trading | –
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For unlisted securities or securities not registered for centralized trading, NVS acts as the depository agent. | 0.1%/ total transaction value, minimum 300,000 VND/transaction, maximum 2,000,000 VND/transaction | |
6.2 | Handling of frozen assets for registration of security measures |
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6.3 | Asset management registers security measures | |
For securities listed/registered for centralized trading |
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For unlisted or unregistered securities for centralized trading, NVS acts as a depository agent | The fee is calculated according to the term of the asset management contract based on the total value of the Bond assets, minimum 300,000 VND/transaction. Specifically, each fee will follow the fee schedule announced by NVS from time to time. | |
7 | Withdraw securities | 100,000 VND/ 1 profile |
8 | Transfer of additional subscription rights | |
Transfer of rights between 2 securities trading accounts at NVS | 50,000 VND/ 1 profile | |
Transferring rights from VPS securities trading account to another securities trading account | 100,000 VND/ 1 profile | |
III | FINANCIAL SUPPORT | |
1 | Margin Trading Loan Interest Rates | 0.034%/day. Minimum 50,000 VND/loan |
2 | Interest on advance payment for securities sales | 0.034%/day. |
IV | OPEN/CLOSE ACCOUNT | |
1 | Open a securities trading account | Free of charge |
2 | Close securities trading account | Free of charge |
V | SEARCH FOR INFORMATION | |
1 | Look up information at the counter | Free of charge |
2 | SMS messages for customers | Free of charge |
VI | RE-ISSUANCE, NEW ISSUANCE OF OWNERSHIP CERTIFICATE, OWNERSHIP CONFIRMATION, REGISTRATION EXTRACTS | |
1 | Re-issuance of Bond/Share Certificate, TP Business Registration Certificate, Extract of Registration Book | 200,000 VND/ issue |
2 | Change information and issue new Bond/Share Certificate, TP Certificate, Registration Book Extract | 200,000 VND/ issue |
VII | ISSUANCE OF PROFESSIONAL SECURITIES INVESTOR CERTIFICATE | 200,000 VND/ 1 profile |
VIII | ISSUANCE OF TAXABLE INCOME CERTIFICATION | 50,000 VND/customer/fiscal year |
IX | TRANSFER MONEY | Bank transfer: NVS collects and acts as an intermediary according to the service fee schedule of banks depending on each period and according to the bank’s regulations. |
Note:
(1) This service price may be adjusted based on the proposal of the Director of Brokerage for each specific case;
(2) Cases of transferring ownership of listed securities/registered for centralized trading between 2 customers without going through the trading system of the Stock Exchange and the method of calculating the transaction value of transferring ownership of securities, are specifically regulated in Circular 101/2021/TT-BTC dated November 17, 2021;
Except for the above cases, if there are actual cases requiring service price calculation, the service price applicable to each such case will be decided by the General Director;
NVS may adjust the service fee schedule to suit changes in market practices at each time without prior notice;
The above fees include VAT (if any).